Junior Compliance Associate (Up to $2,800) #BTS

Responsibilities

• Conduct periodic checks on KYC reviews, identify deficiencies in KYC documentation and monitor follow-up actions
• Manage enquiries from Business and provide guidance on KYC processes
• Assess users’ feedback and liaise with vendor to address KYC system issues
• Monitor changes in regulatory requirements, industry trends and update procedures
• Draft compliance memos to communicate key changes in internal processes
• Work with Business and other Compliance team members to conduct gap analysis, improve internal processes and monitor action plans
• Perform regular review of customer’s activities
• Investigate escalations from Business and draft the Suspicious Transactions Report
• Handle general information requests and conduct training
• Assist with ad hoc duties assigned

• Diploma/Degree in relevant disciplines
• Experience in Admin